Overview
– As the team member of Compliance Control Function, you will be responsible for managing Regulatory compliance matters and Internal Audit
You will be responsible for:
– Create decks/summary for the senior management to review regulatory changes and its impact on the business
– Review and modify existing regulatory policies and recommend new policies in compliance with various regulations applicable to a lending business for unsecured and secured lending products
– Assist the Fraud monitoring team in estimating, monitor and reporting of fraud to the regulator as per agreed process and framework established
– Help design the product and operational processes by evaluating them from a regulatory perspective.
– Work with Finance/Risk/Ops/Info Sec team to make sure that all regulatory reporting requirements are met within the prescribed timelines including returns, board/committee reportings
– Support the team in Co-ordinating and managing regulatory inspection process
– Ensuring all sub-committees are established and functioning in accordance with regulatory requirements
– Providing support to Big 4 consultants for carrying out periodic audits and to ensure that the actions are taken on findings in a timely manner.
– Collaborate with various internal teams to ensure compliance culture is maintained across the organisation and audits are carried out in a timely manner.
You should apply if you have:
– 5-8 years of strong regulatory experience in Banks/NBFCs/Fintechs especially compliance with digital lending compliance matters.
– Company Secretary/MBA with experience of working in a compliance environment
– have the ability to analyse and solve complicated problems, and distil that complexity into simple and concise communication
– seek high ownership, independent environments, and feedback oriented cultures
– must have a very strong operating discipline.
– Strong written and verbal communication skills