Overview
Capital Market alert monitoring AML Cell – Compliance
The Key responsibilities of the role will be as follows:
– Analysis of red flags / alerts generated by AML system to identify potential suspicious activity.
– Analysis of reports related to capital market account transactions
– Analysis of unusual pattern of transactions based on various scenario defined in the system
– Forward AML alerts to branches/respective businesses for carrying out enhanced due diligence and follow-up for ultimate closure of the alerts
– Timely reporting of suspicious transactions and execution of instructions from law enforcement agencies
– Updating of names in negative database as and when applicable
– Maintain current understanding of Money Laundering/ Capital market surveillance policy / SEBI regulations and guidelines/ terrorist financing issues including processes, policies, procedures, regulations and developing trends.
– Assist in identifying systemic procedural weakness and additional training requirements/ process revisit if any.
– Assist in automation and system enhancement related activities
Job Requirements –
– Graduate / post-graduate with at least three years of Banking experience
– Well versed with functioning of Core Banking System and DP Secure / CDAS system
– Familiar in working on Microsoft office mainly “Excel”. Possessing “V-lookup” skills will be added advantage
– Good communication skills (spoken and written)
– Analytical skills with regard to monitoring of transactions, identification of unusual transactions with an eye for detail will be an added advantage
– Should keep himself / herself conversant with the current developments related to KYC / AML / CFT monitoring and SEBI regulations
– Understanding/experience about NSDL/ CDSL alert handling and managing the Capital market surveillance policy would be preferred.
– Additional qualification / certification in AML/ Capital Market would be added advantage Job role – Team Member – Capital Market alert monitoring – AML Cell – Compliance