Overview
AVP-L3 Sanctions Investigations and Screening
IC role
– Looking for an advisor who will perform L3 screening In Sanctions.
– They will play a advisory role
– 2nd Line of Defense, Risk Stewardship, Financial Crime, L3 sanctions Alerts, Applications of general license/Specific License.
– 13+ years of exp
– Should be flexible with rotational shifts.
– Should be a L3 Investigators in the current role
Notice Period : Immediate Joiners
Job Description:
– Perform accurate research to resolve potential matches utilizing approved internal and external systems/tool, including GESCM (internal case management tool) where applicable.
– Apply explanation for the decision to approve, state the source in which the research is conducted, and the appropriate reason code if the potential match is concluded that the is a false-positive
– Interprets and applies sanctions regulations, including general and specific license terms
– Directs escalation and underlying funds to be approved/processed
– Engages MLRO’s and Subject Matter Experts (SME’S)
– Direct underling funds to be blocked/rejected/policy rejected and reported to the relevant sanctions authority, as required.
– Transaction details escalated to L3 Escalations automatically upload to case management system.
– Liaise with GFCC/GCOR partners on various cases.
– File TRMS for fraudulent transactions.
Core Skills:
– Experience & Knowledge of economic sanctions program requirements and disposition of sanctions alerts.
– Experience in Global Banking & Markets business process
– End to End (Technology and process) knowledge on Sanctions Review
– Understanding of Payments flows
– Demonstrates good understanding of economic compliance requirements
– Understanding of applications like GIN, WTX, GBS etc.
– A great thinker and capable of working across organizational boundaries in a very demanding, high-output environment.
– Ability to work under pressure, meet deadlines and navigate change
– Excellent with written and oral communication, time management.
– Good leadership and interpersonal skills / Collaborate with GPO learning team
– Good on Microsoft Office applications.
– Currently a part of GFCC/GFC/GCOR teams which are working as 2nd line of defense for the bank.
Requirements: Certifications If Any in Sanctions/ AML/ Sanctions related certifications
Band – Band 5
Should be working as a L3 associate or should be a part of teams which are working as 2nd line of defense in the Sanctions review.