Overview
About Company
A NBFC- with a government stake, primarily focused on funding operational infrastructure projects.
Job Description
– Conduct risk-based audits across various business units.
– Perform end-to-end review of the process / audit assigned under the supervision of Head of Internal Audit.
– Identify process design and operating gaps along with Root cause analysis of the observation.
– Support in the preparation of audit update deck for Audit committee.
– Executing audit in accordance with the audit plan approved by Audit committee.
– Well versed with applicable RBI, SEBI guidelines and other regulatory guidelines. Effectively engage with the process owners by having regular discussion during the audit to understand the processes, conduct walk-throughs, gather data information, execute audit checks and keep them apprised with preliminary observations.
– Perform thorough review of KYC related requirements as per regulatory guidelines.
– Report on the status of Internal control deficiencies and remediation efforts.
– Organise audit related documentation, including work papers, audit plans and testing templates.
– Design additional checkpoints to align with regulatory requirements and internal policies.
– Follow up on audit recommendations to ensure timely and effective implementation.
– Perform additional duties as assigned.