Overview
Compliance Manager (Internal Auditor) A leading NBFC company Chennai.
Job Summary:
A leading NBFC company is keen to hire a Semi qualified CA/CS or Qualified CS for the Compliance Management role with designation Assistant Manager / Manager who will lead and enhance the internal audit and compliance framework by conducting risk-based audits, assessing control effectiveness, and pinpointing process gaps.
Collaborate with internal teams and auditors to ensure timely resolution of audit findings.
About the company:
A leading NBFC company, born from a multi-entity merger manages over 2.6 lakh crore in assets while serving rural and semi-urban customers.
It employs a community-scale workforce nearing 80,000 and has gained repeated recognition as a top workplace in its sector.
Location: Chennai, Tamil Nadu.
Designation: Assistant Manager/Manager.
Roles & Responsibilties:
– Assist in conducting process reviews and identifying gaps in risk and compliance controls.
– Monitor and interpret relevant RBI regulations, circulars, and guidelines for applicability.
– Support the preparation and maintenance of compliance-related documentation and internal policies.
– Collaborate with internal departments to ensure understanding and implementation of regulatory requirements.
– Conduct riskbased internal audits to evaluate control effectiveness and risk exposure across functions.
– Track and follow up on remediation actions to ensure audit issues are resolved promptly.
– Coordinate with auditors during internal and regulatory audits.
Role Requirement:
– General understanding of process review, risk and compliance requirements in finance company.
– Quick learner with a proactive approach to regulatory changes.
– Understanding of RBI regulations for NBFC or banking Industry could be an add on.
– Hands-on with compliance monitoring tools and Excel-based reporting.
– Must have good communication skills (verbal and written).
– Must have strong knowledge of MS Excel and MS Office.
Education: CA-Inter or CS/CS-Inter.
Experience: 3+ years of experience post qualification.
Working days: Mon-Fri (Alternate Saturdays working).