Overview
Only from Investment Banks
Only local Pune candidates
Existing Manager/Senior Manager/AVP-Only
– Experience of working in an Assurance/Audit/Risk Management role with the ability to display a working knowledge of risk and frameworks, assurance methodologies and testing techniques.
– Strong investigative skills with the capability to identify key risks and areas of non-conformance with regulatory and legislative requirements and lack of controls, identify root cases, themes and trends.
– Strong analytical skills/mind with ability to deliver high quality work in a timely and structured manner.
– Strong Report Writing skills.
– Working knowledge or prior experience of working with an Automated Assurance/Data Analytics team to increase the use of data driven testing and data analytics within reviews.
Desirable skillsets/ good to have:
– Understanding of the regional regulatory environment and the key Laws, Rules and Regulation impacting the region.
– Own and drive personal learning and development to support achievement of career aspirations.
– Audit qualification preferable.
– Bachelor’s degree preferable.
This role will be based out of Pune.
Accountabilities
– Development and refresh of the Compliance Assurance Annual Plan, ensuring that the Annual Plan focuses on areas of highest risk and value in relation to Compliance Risk.
– Delivery of risk-based assurance activity to validate the effectiveness of controls and processes designed to mitigate Compliance Risk.
– Identification of potential risks associated with non-compliance or control weaknesses in relation to Compliance Risk.
– Verbal and written communication of Compliance Assurance reports and issues to enhance the effectiveness of Compliance Risk management and oversight.
– Build, development and maintenance of effective relationships between Compliance Assurance and stakeholders across the three lines of defence.
– Proactive adoption of Data Analytics capabilities to increase the efficiency, effectiveness and coverage of Assurance work.
– Continued focus on the Mindset and Consistently Excellent to enhance the Assurance that we deliver, how it is delivered and the culture within the bank.