Overview
AVP/VP – Compliance – AIF Category 3- Investment Advisory Company – Mumbai
This is regarding opening with a leading Investment Advisory Firm as an AVP/VP – Compliance AIF category 3
Designation: AVP/VP – Compliance AIF Category 3
Experience : 10 to 20 years of work experience in Compliances, Operations and Accounts of AIF 3 and the Investment
Location : Mumbai/Gurgaon
Job Role:
Finance & Accounts (Indian Entity):
– Manage accounts, billing, audit, invoices, taxes, salary processing, banking, and treasury operations with support from external vendors.
– Prior exposure to transfer pricing and POEM (Place of Effective Management) will be an added advantage.
Compliance & Governance (Indian Entity):
– Ensure timely completion of statutory compliances, board resolutions, and audits in coordination with external vendors.
AIF (Category III) Management:
– Oversee all regulatory compliances and audits of AIF III.
– Liaise with administrators for subscriptions, redemptions, and coordinate with service providers to ensure smooth functioning of AIF III.
Investment Advisory (RIA):
– Ensure compliance of the Registered Investment Advisor (RIA) entity with support from external vendors.
AIF III Operations:
– Perform shadow accounting and reconciliation of NAVs.
– Manage trades and oversee the entire trade cycle of AIF III with support from administrators/external vendors (noting that trading activity is limited).
– Coordinate with administrators for processing subscriptions and redemptions.
Skills – Compliance , AIFcatagory3 , AIF3 , Regulatory Compliance , AIFcatagory III ,AIFIIIoperation ,AIF3 , audit , governance , accounting , investment advisory ,RIA , Registered Investment Advisor , fundmanagement