Overview
Experience – 7+ ,2+ yrs as Chief data office
Control assurance, Ops risk, End to end controls, reviews, Controls Testing
Carry assurance reviews of chief data office
Data mgt, Data analysis, data governance, etc.
1st LOD
– Support implementation of the assessment plan, ensuring all assigned controls are subject to assessment within the relevant period.
– Assess the effectiveness of control environment, independently from control owners.
– Drive the development of a global Disclosures Assurance plan, aiding in re-calibrations as necessary.
– Aid in confirming and verifying the composition of control landscape.
– Maintain continuous oversight, collection and dissemination of any regulatory, CA, and/or audit issues in order to provide ongoing advice and guidance regarding issues, which may affect the management of controls in scope of the Disclosures Assurance team coverage.
– Promote and support a risk minimising culture in alignment with the culture transformation and RCAS role as the second line of defense.
– Develop strong professional relationships with control owners and other stakeholders at a global / regional / country level, to ensure the success of assurance reviews.
– Collaborate with relevant stakeholders to inform the global assessment plan, divisional procedures, templates, MI and other aspects.
– Support interaction with relevant regulatory bodies on a regular or as needed basis. Respond to regulator inquiries in a prompt manner.
Qualifications – External
– Minimum of 5 years proven experience in financial services compliance, testing, audit and/or legal management experience or equivalent.
– Good understanding of banking financial and non-financial risks, and the aptitude to learn about new and emerging risk types.
– An innovative and forward-thinking mindset, and a proven ability to question, evaluate, and improve existing business processes and adequacy of information.
– Experience working with a global team and creating and working to global standards of quality.
– Minimum Bachelor’s degree in related field such as business, finance, law or equivalent experience; Master’s degree preferred.
– Requires understanding of the changing regulatory landscape regarding Risk and Compliance functions within the banking industry.
– Project and/or change management skills is advantageous.
– Fluent in both oral and written English.