Overview
AVP – Compliance Testing – LoD function
– 10 – 12 years of demonstrated experience in a Compliance and / or Control and / or Line of Defence (LoD) function, audit, risk management or related field preferably in the financial services industry
– Should have worked extensively on control testing and monitoring
– Strong knowledge of the Business Operational Risk Management Framework, Risk & Control Self-Assessment or Compliance Risk Assessment
– Proficiency in compliance testing methodologies & tools
– Strong communication & report- writing abilities
– Excellent analytical and problem- solving skills
– Good working knowledge of financial products and services
– Ability to work with multiple teams as well as to take independent ownership of assignments as a
When required:
– Minimum education requirement
– Degree preferably in finance & business
– Excellent communication and influencing skills, with a good understanding of Compliance and Regulatory requirements
– Good understanding of the Investment Banking business and the Financial Services regulatory environment
– Proven project management would be an added advantage