Overview
Institutional Operations
Designation: Manager Equity Back Office Operations
Role and Responsibilities :
– Processing for Institutional trader, sending STP through various gateway like FTNSEIT, NSDL.
– Supervising trade confirmation on STP gateways and Email scan copies of Contract notes & trade confirmation files (Excel formats) to be sent to institutional Clients.
– Regulatory reporting to Exchanges like 6A7Ain case of BSE and CLD, CPCODE, OTR and RC files in case of NSE.
– Confirmation & Settlement of cash and Derivatives segment deals with clients such as banks, Insurance company FII PMS MF and their custodians.
– Confirmation and settlement of OFS trades.
– Account opening for Institutional client in back office software
– Analysis of Brokerage credited for Institutional client.
– Verifying & checking of KYC details UCC details in Exchange ,brokerage & statutory charges levied for Retails clients for all segments.
– Generate and Email ECN – Digital contract notes to retail client through LD Digital sign software
– Daily reporting of margin files to Exchange for NSE Derivative Segment
– Maintaining of Client Master brokerage Master charges Master with back office software.
– Compiling periodic (Daily/Monthly/Quarterly/Yearly) MIS reports to management and other stakeholders.