Overview
Vice President – Operational Risk Assurance
Responsibilities:
– Proven experience in financial services compliance, testing, audit and/or legal management experience or equivalent.
– Good understanding of banking financial and non-financial risks, and the aptitude to learn about new and emerging risk types.
– An innovative and forward-thinking mindset, and a proven ability to question, evaluate, and improve existing business processes and adequacy of information.
– Experience working with a global team and creating and working to global standards of quality.
– Minimum Bachelor’s degree in related field such as business, finance, law or equivalent experience; Master’s degree preferred.
– Requires understanding of the changing regulatory landscape regarding Risk and Compliance functions within the banking industry.
– Project and/or change management skills is advantageous.
– Fluent in both oral and written English.
– Maintain continuous oversight, collection and dissemination of any regulatory, CA, and/or audit issues in order to provide ongoing advice and guidance regarding issues, which may affect the management of controls in scope of the Disclosures Assurance team coverage.
– Promote and support a risk minimising culture in alignment with the culture transformation and RCAS role as the second line of defense.
– Develop strong professional relationships with control owners and other stakeholders at a global / regional / country level, to ensure the success of assurance reviews.
– Collaborate with relevant stakeholders to inform the global assessment plan, divisional procedures, templates, MI and other aspects.
– Support interaction with relevant regulatory bodies on a regular or as needed basis. Respond to regulator inquiries in a prompt manner.
– Support development of an effective Disclosures Assurance function, aligned with the RCAS CA operating model.
– Support implementation of the assessment plan, ensuring all assigned controls are subject to assessment within the relevant period.